-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: keymaster@town.hall.org Originator-Key-Asymmetric: MFkwCgYEVQgBAQICAgADSwAwSAJBALeWW4xDV4i7+b6+UyPn5RtObb1cJ7VkACDq pKb9/DClgTKIm08lCfoilvi9Wl4SODbR1+1waHhiGmeZO8OdgLUCAwEAAQ== MIC-Info: RSA-MD5,RSA, EfXF9qChdvi9zYHFWDo+klwGtIvwDPFZmko5YTJtHrNG4NeDc/5vMXKsWU+7wWaA MWQjlW85LqqGf1fF4Cm3aA== 0000950109-94-000416.txt : 19940314 0000950109-94-000416.hdr.sgml : 19940314 ACCESSION NUMBER: 0000950109-94-000416 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19940311 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LIMITED INC CENTRAL INDEX KEY: 0000701985 STANDARD INDUSTRIAL CLASSIFICATION: 5621 IRS NUMBER: 311029810 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 34 SEC FILE NUMBER: 005-33912 FILM NUMBER: 94515535 BUSINESS ADDRESS: STREET 1: TWO LIMITED PKWY STREET 2: P O BOX 16000 CITY: COLUMBUS STATE: OH ZIP: 43230 BUSINESS PHONE: 6144797000 MAIL ADDRESS: STREET 1: TWO LIMITED PARKWAY STREET 2: P.O. BOX 16000 CITY: COLUMBUS STATE: OH ZIP: 43230 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WEXNER LESLIE H CENTRAL INDEX KEY: 0000901359 STANDARD INDUSTRIAL CLASSIFICATION: 0000 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 41 SOUTH HIGH STREET STREET 2: SUITE 3700 CITY: COLUMBUS STATE: OH ZIP: 43215 BUSINESS PHONE: 6144641535 SC 13D/A 1 SCHEDULE 13D/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 12 TO SCHEDULE 13D Under the Securities Exchange Act of 1934 The Limited, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $.50 Par Value - -------------------------------------------------------------------------------- (Title of Class of Securities) 532716-107 - -------------------------------------------------------------------------------- (CUSIP Number) Robert S. Schwartz, Esq. Schwartz, Kelm, Warren & Rubenstein 41 South High Street Columbus, Ohio 43215 (614) 222-3000 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) March 7, 1994 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [_]. Check the following box if a fee is being paid with the statement [_] (Continued on following pages) SCHEDULE 13D - --------------------- ------------------ CUSIP No. 532716-107 Page 2 of 12 Pages - --------------------- ------------------ - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Leslie H. Wexner ####-##-#### - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS N/A - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [_] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES 66,403,000 BENEFICIALLY -------------------------------------------------------- OWNED BY EACH 8 SHARED VOTING POWER REPORTING 6,195,300 PERSON -------------------------------------------------------- WITH 9 SOLE DISPOSITIVE POWER 66,898,981 -------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 6,195,300 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 73,094,281 - -------------------------------------------------------------------------------- 12 CHECK BOX IF AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [_] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 20.1% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------------- SCHEDULE 13D - --------------------- ------------------ CUSIP No. 532716-107 Page 3 of 12 Pages - --------------------- ------------------ - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Bella Wexner ####-##-#### - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS N/A - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [_] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES 15,697,514 BENEFICIALLY -------------------------------------------------------- OWNED BY EACH 8 SHARED VOTING POWER REPORTING -0- PERSON -------------------------------------------------------- WITH 9 SOLE DISPOSITIVE POWER 15,697,514 -------------------------------------------------------- 10 SHARED DISPOSITIVE POWER -0- - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 15,697,514 - -------------------------------------------------------------------------------- 12 CHECK BOX IF AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [_] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 4.3% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------------- SCHEDULE 13D - --------------------- ------------------ CUSIP No. 532716-107 Page 4 of 12 Pages - --------------------- ------------------ - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON The Wexner Foundation - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS N/A - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [_] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Ohio - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES 3,695,300 BENEFICIALLY -------------------------------------------------------- OWNED BY EACH 8 SHARED VOTING POWER REPORTING -0- PERSON -------------------------------------------------------- WITH 9 SOLE DISPOSITIVE POWER 3,695,300 -------------------------------------------------------- 10 SHARED DISPOSITIVE POWER -0- - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,695,300 - -------------------------------------------------------------------------------- 12 CHECK BOX IF AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [_] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.0% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON 00 - -------------------------------------------------------------------------------- SCHEDULE 13D - --------------------- ------------------ CUSIP No. 532716-107 Page 5 of 12 Pages - --------------------- ------------------ - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Arts Interest - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS N/A - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [_] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Ohio - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES -0- BENEFICIALLY -------------------------------------------------------- OWNED BY EACH 8 SHARED VOTING POWER REPORTING -0- PERSON -------------------------------------------------------- WITH 9 SOLE DISPOSITIVE POWER -0- -------------------------------------------------------- 10 SHARED DISPOSITIVE POWER -0- - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON -0- - -------------------------------------------------------------------------------- 12 CHECK BOX IF AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [_] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.0% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON 00 - -------------------------------------------------------------------------------- SCHEDULE 13D - --------------------- ------------------ CUSIP No. 532716-107 Page 6 of 12 Pages - --------------------- ------------------ - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Health and Science Interests - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS N/A - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [_] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Ohio - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES 2,000,000 BENEFICIALLY -------------------------------------------------------- OWNED BY EACH 8 SHARED VOTING POWER REPORTING -0- PERSON -------------------------------------------------------- WITH 9 SOLE DISPOSITIVE POWER 2,000,000 -------------------------------------------------------- 10 SHARED DISPOSITIVE POWER -0- - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,000,000 - -------------------------------------------------------------------------------- 12 CHECK BOX IF AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [_] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) .6% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON 00 - -------------------------------------------------------------------------------- SCHEDULE 13D - --------------------- ------------------ CUSIP No. 532716-107 Page 7 of 12 Pages - --------------------- ------------------ - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Health and Science Interests II - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS N/A - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [_] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Ohio - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES 500,000 BENEFICIALLY -------------------------------------------------------- OWNED BY EACH 8 SHARED VOTING POWER REPORTING -0- PERSON -------------------------------------------------------- WITH 9 SOLE DISPOSITIVE POWER 500,000 -------------------------------------------------------- 10 SHARED DISPOSITIVE POWER -0- - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 500,000 - -------------------------------------------------------------------------------- 12 CHECK BOX IF AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [_] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.1% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON 00 - -------------------------------------------------------------------------------- SCHEDULE 13D - --------------------- ------------------ CUSIP No. 532716-107 Page 8 of 12 Pages - --------------------- ------------------ - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON International Charitable Interests - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS N/A - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [_] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Ohio - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES -0- BENEFICIALLY -------------------------------------------------------- OWNED BY EACH 8 SHARED VOTING POWER REPORTING -0- PERSON -------------------------------------------------------- WITH 9 SOLE DISPOSITIVE POWER -0- -------------------------------------------------------- 10 SHARED DISPOSITIVE POWER -0- - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON -0- - -------------------------------------------------------------------------------- 12 CHECK BOX IF AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [_] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.0% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON 00 - -------------------------------------------------------------------------------- ITEM 2. Identity and Background. This Amendment No. 12, dated March 7, 1994, ------------------------ to the Schedule 13D dated June 25, 1985 previously filed by Leslie H. Wexner, Bella Wexner and The Wexner Foundation is being filed pursuant to Rule 13d-2 of the Securities Exchange Act of 1934, as amended. The items for which changes are specified are hereby amended as indicated below. See Notes 1 and 2 to Item 5. ITEM 3. Source and Amount of Funds or Other Considerations. Not Applicable. --------------------------------------------------- ITEM 4. Purpose of Transaction The persons named herein may sell securities ---------------------- from time to time in the open market. ITEM 5. Interest in Securities of the Issuer. ------------------------------------ (A) The number of shares beneficially owned and the corresponding percentages of all outstanding Shares as of March 7, 1994 are as follows: 1. Leslie H. Wexner 73,094,281 (1)(2)(3) 20.1% 2. Bella Wexner 15,697,514 (1) 4.3% 3. The Wexner Foundation 3,695,300 1.0% 4. Arts Interest -0- 0.0% 5. Health and Science Interests 2,000,000 0.6% 6. Health and Science Interests II 500,000 0.1% 7. International Charitable Interests -0- 0.0%
(B) Stockholdings of Company Common Stock as of March 7, 1994:
The Health and Health and International Wexner Arts Science Science Charitable Leslie H. Wexner Bella Wexner Foundation Interest Interests Interests II Interests ---------------- ------------ ------------ -------- ----------- ------------ -------------- Sole Power to Vote 66,403,000 15,697,514 3,695,300 (1) -0- 2,000,000 (2) 500,000 (2) -0- or to direct vote Shared Power to Vote 6,195,300 (1)(2) N/A (1) N/A N/A N/A N/A N/A or to direct vote Sole Power to dispose 66,898,981 (3) 15,697,514 3,695,300 (1) -0- 2,000,000 (2) 500,000 (2) -0- of or to direct disposition Shared Power to dispose 6,195,300 (1)(2) N/A (1) N/A N/A N/A N/A N/A of or to direct disposition
Page 9 of 12 Pages - ----------------- (1) Power to vote or direct the disposition of the 3,695,300 shares held by The Wexner Foundation may be deemed to be shared by Leslie H. Wexner, Jeffrey E. Epstein and Jeffrey J. Smith as the trustees of The Wexner Foundation. Leslie H. Wexner, Jeffrey E. Epstein and Jeffrey J. Smith disclaim beneficial ownership of the shares held by the Foundation. Bella Wexner is no longer a trustee of The Wexner Foundation. (2) Power to vote or direct the disposition of the 2,500,000 shares held by Health and Science Interests and Health and Science Interests II may be deemed to be shared by Leslie H. Wexner as grantor and Jeffrey E. Epstein as trustee thereof. Leslie H. Wexner and Jeffrey E. Epstein disclaim beneficial ownership of shares held by Health and Science Interests and Health and Science Interests II. The following information required by Item 2 is given with respect to Messrs. Epstein and Smith: (a) Name: Jeffrey E. Epstein Jeffrey J. Smith (b) Business Address: 41 South High Street, Suite 3710, 41 South High Street, Suite 3710, Columbus, Ohio 43215 Columbus, Ohio 43215 (c) Present Principal Occupation: Financial Advisor Accountant (d) and (e) Not applicable (f) Citizenship: United States United States
(3) Includes 495,981 shares held in The Limited, Inc. Savings and Retirement Plan for Mr. Wexner's account. (C) The following tables represent the transactions in the Company's shares by the persons named herein since the last Amendment No. 11 to the Schedule 13D was filed on October 22, 1992.
Amount of Price Date Securities Per Share How Transaction Effected ---- ---------- --------- ------------------------ 1. Transactions of Mr. Wexner: 12/10/92 200 N/A Gift Disposition 03/02/93 200,000 N/A Gift Disposition 05/04/93 100,000 N/A Award of restricted shares and associated rights pursuant to and subject to the requirements of The Limited, Inc. 1993 Stock Option and Performance Incentive Plan. 11/22/93 1,500,000 N/A Transfer from Health and Science Interests 12/15/93 300 N/A Gift Disposition 03/03/94 2,000,000 N/A Transfer to International Charitable Interests 2. Transactions of Mrs. Wexner: None 3. Transactions of The Wexner Foundation: 05/24/93 1,294 N/A Distribution to The Wexner Foundation Savings and Retirement Plan 08/11/93 63,000 $21.375 Open market sale 08/11/93 137,000 $ 21.50 Open market sale 12/28/93 164,800 N/A Gift acquisition 4. Transactions of Arts Interest: 08/11/93 1,900,000 $21.125 Open market sale 5. Transactions of Health and Science Interests: 08/18/93 1,500,000 N/A Transfer to Health and Science Interests II 11/22/93 1,500,000 N/A Transfer to Leslie H. Wexner 6. Transactions of Health and Science Interests II: 08/18/93 1,500,000 N/A Transfer from Health and Science Interests 08/19/93 1,000,000 $ 22.75 Open market sale 7. Transactions of International Charitable Interests: 03/03/94 2,000,000 N/A Transfer from Leslie H. Wexner 03/07/94 2,000,000 $ 20.00 Open market sale
Page 10 of 12 Pages (D) No other person is presently known by the persons making this report to have the right to receive or the power to direct the receipt of dividends, or the proceeds, from the sale of the securities mentioned in this report. (E) On August 11, 1993 the Arts Interest ceased to be a beneficial owner of the class of securities of The Limited, Inc. On March 7, 1994 the Internatinal Charitable Interests ceased to be a beneficial owner of the class of securities of The Limited, Inc. ITEM 6. Contracts, Arrangements, Understandings or Relationships with ------------------------------------------------------------- Respect to Securities of the Issuer. See Note (2) to Item 5. - ------------------------- Page 11 of 12 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: March 7, 1994 /s/ Leslie H. Wexner ----------------------------------- Leslie H. Wexner /s/ Bella Wexner ----------------------------------- Bella Wexner THE WEXNER FOUNDATION By:/s/ Leslie H. Wexner -------------------------------- Leslie H. Wexner, Trustee ARTS INTERESTS By:/s/ Jeffrey E. Epstein -------------------------------- Jeffrey E. Epstein, Trustee HEALTH AND SCIENCE INTERESTS By:/s/ Jeffrey E. Epstein -------------------------------- Jeffrey E. Epstein, Trustee HEALTH AND SCIENCE INTERESTS II By:/s/ Jeffrey E. Epstein -------------------------------- Jeffrey E. Epstein, Trustee INTERNATIONAL CHARITABLE INTERESTS By:/s/ Jeffrey E. Epstein -------------------------------- Jeffrey E. Epstein, Trustee -----END PRIVACY-ENHANCED MESSAGE-----